FINRA 4530
Complaints Extension
Handle your FINRA 4530 processes while keeping all stakeholders current and engaged with our Dashboards.
Make sure you are following the rules and staying compliant with all of our built-in workflows and modules.
Track each of your records with our dashboards and workspace specific reporting.
Make sure your users know where to go and how to handle any type of request that comes their way. Themis helps keep your team confident and compliant.